Regulatory Disclosure
Effective Date: 1 January 2023
Mergershare is committed to maintaining transparency and compliance with all applicable regulatory requirements in the financial industry. The following disclosure provides important information regarding our regulatory obligations and how we ensure that our practices adhere to relevant legal and financial standards.
1. Regulatory Oversight
Mergershare operates in accordance with financial regulations established under the Companies Act 2006 in the United Kingdom. It is important to note that Mergershare is not officially regulated by the Financial Conduct Authority (FCA). However, we are fully committed to maintaining the highest standards of compliance and transparency in all our operations.
2. Risk Disclosure
Investing and engaging in financial transactions carry inherent risks. Clients and investors should be aware that:
The value of investments may fluctuate and past performance is not necessarily indicative of future results.
There is no guarantee that the strategies or services provided by Mergershare will meet individual financial objectives or result in profit.
You may lose part or all of your investment, depending on market conditions and other external factors.
We encourage clients to carefully review all relevant documents and consult with financial professionals to fully understand the risks associated with their decisions.
3. Client Suitability and Due Diligence
Before engaging in any financial services, Mergershare conducts a thorough client suitability assessment to ensure that the services and strategies offered are appropriate for the client’s financial goals, risk tolerance, and overall investment profile. We are dedicated to providing personalized solutions based on careful analysis and due diligence.
4. Anti-Money Laundering (AML) and Know Your Customer (KYC) Compliance
Mergershare complies with all applicable Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations. As part of this compliance, we:
Collect and verify client identification information before offering services.
Monitor transactions and report any suspicious activities to relevant regulatory authorities as required by law.
Maintain comprehensive records to ensure transparency and compliance with AML/KYC obligations.
5. Conflicts of Interest
Mergershare strives to avoid any conflicts of interest that may affect the integrity of our services. If a potential conflict of interest arises, we will disclose it to our clients promptly and take appropriate steps to ensure that our clients' interests are protected.
6. Compensation Disclosure
Mergershare may receive compensation in the form of fees, commissions, or other payments for services provided to clients. These fees will be disclosed to clients in advance, and any potential conflicts arising from compensation structures will be transparently communicated.
7. Confidentiality and Data Protection
We take the privacy of our clients seriously. Mergershare complies with all data protection and privacy regulations, including GDPR, to ensure that client information is securely collected, stored, and used. For more information, please refer to our Privacy Policy.
8. Regulatory Complaints and Dispute Resolution
If a client has any concerns or complaints regarding Mergershare’s services, they can contact us directly at contact@mergershare.com. We are committed to resolving any disputes in a fair and transparent manner. If the matter cannot be resolved internally, clients may have the right to pursue resolution through a relevant financial regulatory body or ombudsman service in the United Kingdom.
9. Changes to Regulatory Disclosure
Mergershare reserves the right to update this Regulatory Disclosure as necessary to reflect changes in legal, regulatory, or industry standards. Any updates will be posted on our website, and we encourage clients to review this page regularly.
10. Contact Information
For any questions regarding our regulatory disclosure, please contact us at:
Email: contact@mergershare.com
Phone: +44 20 3239 7878
Address:
182, 184 High St N,
London E6 2JA, United Kingdom
By using Mergershare’s services, clients acknowledge that they have reviewed and understood this Regulatory Disclosure and agree to its terms.